Securities Arbitration Attorney in Baltimore and Washington D.C.

Simplifying Complex Financial Disputes

At The Law Office of Kerry J. Davidson, we understand that disputes with financial advisors or investment firms can be overwhelming and stressful. Our goal is to simplify the securities arbitration process, guiding you every step of the way to help you recover your financial losses.

  • Representing clients in FINRA arbitration

  • Investigating claims of financial misconduct

  • Navigating complex regulations and securities law

  • Presenting evidence to arbitration panels

  • Settlement negotiation and award enforcement

Or Call Us: (240) 394-6330

Serving Clients in the District of Columbia and Maryland, our team is experienced in helping investors protect their rights and...

hold financial professionals accountable for misconduct

Securities arbitration is an alternative dispute resolution method for investors seeking compensation for financial losses caused by misconduct or negligence from brokers and financial advisors. This process allows investors to resolve disputes without the lengthy and costly process of litigation, offering a faster and more cost-effective solution.

Or Call Us: (240) 394-6330

WHAT WE CAN HELP YOU WITH

Solving Complex financial Issues Effortlessly

We understand the diverse challenges caused by misconduct or negligence from brokers and financial advisors. Here are some common issues we address:

Unsuitable investment recommendations:

Ensuring brokers adhere to their client’s risk profile and financial goals.

Misrepresentation or fraud:

Holding financial professionals accountable for deceitful practices.

Unauthorized trading:

Addressing trades made without investor consent.

Churning:

Stopping brokers from excessively trading to increase commissions.

Throughout your case, our dedicated team will provide ongoing representation, including filing necessary motions, responding to government filings, and tirelessly advocating for your rights in court. With our experienced attorneys by your side, you'll have the best possible chance at a favorable outcome in your removal proceedings.

Or Call Us: (240) 394-6330

We make it unbelievably easy for you.

Who Needs A securities arbitration Attorney?

Our securities arbitration services are built for investors who feel betrayed by the very professionals they trusted with their financial future. When brokers, financial advisors, or investment firms make mistakes—or worse, intentionally act against your best interests—the consequences can be devastating. We step in to hold them accountable and help you recover your losses.

You’ve Suffered from Misrepresentation

You trusted your financial advisor’s guidance, but the results tell a different story. After significant losses, you discover that critical information was either withheld or misrepresented. Now, you’re left picking up the pieces, unsure how to recover. This is where we come in. We dig deep into the details of your case, gathering the evidence needed to prove you were misled and to fight for the compensation you deserve.

Unauthorized Trading Has Put Your Portfolio at Risk

You’ve noticed trades in your account that you didn’t authorize. Your broker’s actions have led to losses, leaving your investment portfolio in a precarious state. This isn’t just poor management—it’s a breach of trust and your legal rights. We stand ready to take on your case, ensuring those responsible are held accountable and that you’re not left to pay the price for someone else’s recklessness.

Your Financial Advisor’s Churning Cost You Big

Over the past months, you’ve seen an unusual amount of trading activity in your account, and with it, your profits dwindling. You suspect your broker has been churning—trading excessively just to generate commissions at your expense. This type of misconduct is unacceptable, and we have the expertise to bring it to light and recover the losses you’ve suffered.

The Challenges of financial stability Without An Attorney

Investors often find themselves at a severe disadvantage when facing misconduct from financial professionals. Misrepresentation, unsuitable investment recommendations, and unauthorized trading can result in devastating financial losses. Left unaddressed, these actions can ruin your financial stability and jeopardize your future.

Why An Attorney is Crucial

Securities arbitration is a specialized legal field that requires deep knowledge of both the financial industry and the complex regulations that govern it. Without an experienced attorney, investors may struggle to navigate the arbitration process, present the right evidence, or understand the full extent of their losses. Time is also a critical factor—delaying action could result in the loss of key evidence and weaken your chances of recovering your losses.

how we help you

What The Law Office of Kerry J. Davidson Will Do For You

1. FINRA Arbitration Representation

  • We represent clients throughout the entire FINRA arbitration process, from filing the initial claim to presenting evidence at hearings.

  • Skilled representation to maximize your chances of recovering losses

  • Expertise in navigating FINRA’s arbitration rules

2. Securities Fraud Investigation

  • Our team conducts thorough investigations to uncover financial misconduct, gathering evidence that supports your case.

  • Strengthened case with clear evidence of wrongdoing

  • Access to expert testimony when necessary

3. Settlement Negotiation

  • We work with the opposing side to negotiate fair settlements, helping you avoid the uncertainty of arbitration outcomes when possible.

  • Faster resolution of disputes

  • Reduced stress and legal costs

4. Expert Witness Coordination

  • We coordinate with financial and legal experts to provide testimony that supports your claims of misconduct or negligence.

  • Expert insights that bolster your case

  • Increased credibility of claims during arbitration

Throughout your case, our dedicated team will provide ongoing representation, including filing necessary motions, responding to government filings, and tirelessly advocating for your rights in court. With our experienced attorneys by your side, you'll have the best possible chance at a favorable outcome in your removal proceedings.

Or Call Us: (240) 394-6330

Have a question? Check these answers.

F.A.Q.

Why should I choose arbitration over traditional litigation?

Arbitration is generally faster, less expensive, and less formal than court litigation, making it an ideal option for resolving disputes with financial firms.

What types of claims can be brought in securities arbitration?

Claims involving unsuitable investments, fraud, unauthorized trading, breach of fiduciary duty, and negligence can all be addressed through securities arbitration.

How long does the securities arbitration process take?

The typical securities arbitration process lasts 12-18 months, but this can vary depending on the complexity of the case.

How much does it cost to file a securities arbitration claim?

Costs vary, but for claims over $25,000, initial filing fees range from $600 to $2,250.

Can I represent myself in securities arbitration?

While you can, it’s not recommended. Securities arbitration is complex, and financial firms usually have experienced attorneys, putting you at a disadvantage without legal representation.

What happens if I win the arbitration?

If you win, the arbitration panel will award damages, which the opposing party must pay. We also assist in enforcing the award if necessary.

Can arbitration decisions be appealed?

Generally, arbitration decisions are final and binding, with limited opportunities for appeal.

What is churning, and how do I know if it's happening?

Churning occurs when a broker makes excessive trades to generate commissions. We can investigate your trading history to identify this type of misconduct.

How do you prove securities fraud?

Proving fraud involves gathering evidence like misrepresented facts, improper advice, or documentation of unauthorized transactions. We work with experts to build a compelling case.

How are arbitration awards enforced?

If the arbitration panel rules in your favor, the award is legally binding. We assist with ensuring the payment of any awarded damages.

VALUES

The core values behind our work

At The Law Office of Kerry J. Davidson, our practice is built on a foundation of unwavering values that guide every client interaction and legal strategy. These core principles are the driving force behind our commitment to excellence and are why clients continue to trust us with their most complex legal matters.

Excellence

With decades of experience in government contracts, litigation, real estate, and business law, our firm is uniquely equipped to navigate even the most complex legal challenges. Our deep knowledge ensures that your legal issues are handled with precision, care, and a proven track record of success.

Trust

We understand that trust is the foundation of any successful attorney-client relationship. When you choose The Law Office of Kerry J. Davidson, you can trust that we will always prioritize your best interests and provide you with honest, straightforward advice. We are committed to maintaining open lines of communication and keeping you informed throughout your legal journey.

Integrity

We believe in providing honest, transparent legal advice, no matter the situation. At our firm, integrity means placing your best interests at the forefront of everything we do. You can trust that we will always operate with the highest ethical standards and maintain clear, straightforward communication throughout the legal process.

Results-Driven Approach

At The Law Office of Kerry J. Davidson, our focus is simple: achieving the best possible outcome for you. Whether it's negotiating favorable contracts or defending your interests in court, we approach every case with a relentless commitment to securing the results that matter most to your business and personal success.

Proven Expertise with Real Results

Client Testimonials

Or Call Us: (240) 394-6330

Proven Expertise With Real Results

What Our Clients Say About Us

Ready to Take the Next Step?

Get the Legal Support You Need Today

Whether you're dealing with complex contracts, navigating a legal dispute, or need expert advice, The Law Office of Kerry J. Davidson is here to help. Our experienced team is ready to provide personalized, effective legal solutions tailored to your unique needs. Don’t wait—reach out now and take control of your legal matters with confidence.

Or Call Us: (240) 394-6330

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